The Thomas M. Campbell Law Office represents financial services firms and professionals of all types and has developed substantial experience over the past 30 years working with the industry and many hundreds of professionals around the country and internationally. Our clients include broker-dealers and other financial services firms, and individual brokers, investment bankers, traders, financial planners, registered representatives, and registered investment advisors. Over our many years’ experience as attorneys, we have developed a particular focus on defense of retail and institutional customer arbitrations as well as investigations and other regulatory/disciplinary matters before the SEC, FINRA and various State regulatory bodies. We routinely appear before federal and state regulatory agencies and the national self-regulatory organizations defending compliance and disciplinary matters on behalf of both individuals and member firms.

Thomas M. Campbell Law Office, P.C., is committed to providing high quality advocacy and advice within the realities of our clients’ economic concerns and business objectives. We know our clients are focused on growing and developing their business and we are committed to minimizing the distractions caused by legal, regulatory or other conflict. We are experienced at avoiding spiraling legal costs that can become so prohibitive that they affect decision-making, and use all of our experience and flexibility to provide our clients the widest range of strategic and tactical options at a manageable cost. Call or email to schedule an appointment for a free consultation: (212) 344-5666.